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CPC, 1908 — Section 113: Reference to High Court

CPC, 1908 · Part VIII · Reference, Review & Revision · Reference (§113)

Section 113 — Reference to High Court

Sometimes a court would rather ask than guess. § 113 lets any Court — subject to the prescribed conditions — state a case and refer a question for the High Court’s opinion, and the High Court may make such order as it thinks fit. The proviso turns one reference into a duty: where a case turns on the validity of a law the court thinks invalid, and no High Court or Supreme Court has yet said so, the court must refer it.

§ 113

How to read Section 113

The discretionary reference

Any Court may state a case and refer a question for the High Court’s opinion (subject to the prescribed conditions); the High Court makes such order as it thinks fit.

The mandatory reference (proviso)

Where a pending case turns on the validity of an Act, Ordinance or Regulation, the court thinks it invalid, and no HC/SC has so declared — the court shall state a case and refer.

Why it must refer

A subordinate court cannot itself strike down a law. If it doubts a law’s validity, it must send the question up — it may not simply apply or ignore the law on its own view.

The bare Act

Section 113 · verbatim

Subject to such conditions and limitations as may be prescribed, any Court may state a case and refer the same for the opinion of the High Court, and the High Court may make such order thereon as it thinks fit:

1Provided that where the Court is satisfied that a case pending before it involves a question as to the validity of any Act, Ordinance or Regulation or of any provision contained in an Act, Ordinance or Regulation, the determination of which is necessary for the disposal of the case, and is of opinion that such Act, Ordinance, Regulation or provision is invalid or inoperative, but has not been so declared by the High Court to which that Court is subordinate or by the Supreme Court, the Court shall state a case setting out its opinion and the reasons therefor, and refer the same for the opinion of the High Court.
In this section, “Regulation” means any Regulation of the Bengal, Bombay or Madras Code or Regulation as defined in the General Clauses Act, 1897 (10 of 1897) or in the General Clauses Act of a State.

→ Procedure: Order XLVI (reference). The discretionary power is “may”; the proviso’s validity reference is “shall”. Compare Art. 228 (High Court withdrawal of a case involving a substantial constitutional question).

1. The proviso and the Explanation were added by Act 24 of 1951, s. 2 (w.e.f. 1-4-1951) — to ensure that, after the Constitution, no subordinate court would treat a law as invalid without a reference to the High Court.

Key terms decoded

Reference

A court’s act of sending a question up to the High Court for its opinion — the court keeps the case but pauses for guidance.

State a case

To set out the facts and the question of law in a formal statement, so the High Court can answer it. (In the proviso, also the court’s opinion and reasons.)

For the opinion of the High Court

The reference seeks the High Court’s answer to the question; the referring court then disposes of the case in light of it.

Subject to conditions and limitations as may be prescribed

The power is exercised within the rules — chiefly Order XLVI, which sets out when and how a reference may be made.

Such order thereon as it thinks fit

The High Court’s wide power to answer, modify or dispose of the reference as it considers proper.

Validity of an Act, Ordinance or Regulation

Whether the law is constitutionally / legally valid. A doubt of this kind triggers the proviso’s mandatory reference.

Invalid or inoperative

The court’s view that the law is void or has no effect — but it cannot act on that view alone; it must refer.

Has not been so declared (by HC/SC)

The reference is needed only if no binding court (the HC it is under, or the Supreme Court) has already declared the law invalid.

Regulation (Explanation)

Defined to include a Regulation of the Bengal, Bombay or Madras Code, or a Regulation as defined in the General Clauses Act, 1897 (or a State’s General Clauses Act).

The picture — a court pauses and asks the High Court

HIGH COURT gives its opinion & order opinion returns STATE A CASE& refer the question Subordinate court (any Court)a doubt of law in a pending case MAY — discretionary refer ANY question of law for the High Court’s opinion; HC orders as it thinks fit. MUST — proviso case turns on a law’s VALIDITY; court thinks it invalid & no HC/SC has so declared → SHALL refer. A subordinate court cannot itself strike down a law — it refers the question up (Order XLVI).

§ 113 is the “let me ask” provision. Ordinarily a court may pause and put a question of law to the High Court for its opinion. But on the one question a subordinate court may not decide for itself — whether a law is valid — the proviso makes the reference a duty.

Section 113, part by part





The main rule — a discretion: any Court may state a case and refer a question for the High Court’s opinion; the HC orders as it thinks fit.

Any Courta doubt of law MAY state a case& refer the question HIGH COURTopinion & order as it thinks fit opinion returns to the court
The condition
Subject to such conditions and limitations as may be prescribed,
The power is exercised within the rules — chiefly Order XLVI.
The discretionary power
any Court may state a case and refer the same for the opinion of the High Court,
Any Court may (a discretion) state a case and refer a question for the High Court’s opinion.
The HC’s response
and the High Court may make such order thereon as it thinks fit:
The High Court answers with such order as it thinks fit — a wide power over the reference.

The proviso (added 1951) — a duty: on the one question a subordinate court may not decide for itself, a law’s validity, it shall refer. Four conditions must all hold.

1. case turns on a law’s VALIDITY 2. deciding it is NECESSARY 3. court thinks it INVALID 4. no HC/SC has so declared all four — then it is no longer a choice SHALL state a casewith its opinion & reasons — & refer
Proviso · validity in issue
Provided that where the Court is satisfied that a case pending before it involves a question as to the validity of any Act, Ordinance or Regulation or of any provision contained in an Act, Ordinance or Regulation,
The mandatory branch opens where the case turns on the validity of a law (or a provision of one).
Proviso · necessity
the determination of which is necessary for the disposal of the case,
— and deciding that validity is necessary to dispose of the case (not an academic point).
Proviso · thinks it invalid
and is of opinion that such Act, Ordinance, Regulation or provision is invalid or inoperative,
— and the court is of opinion the law is invalid or inoperative.
Proviso · not yet declared
but has not been so declared by the High Court to which that Court is subordinate or by the Supreme Court,
— and no binding court (its own High Court or the Supreme Court) has already declared it invalid.
Proviso · then it SHALL refer
the Court shall state a case setting out its opinion and the reasons therefor, and refer the same for the opinion of the High Court.
Then the reference is a duty: the court shall state a case — with its opinion and reasons — and refer it. It may not apply or strike down the law on its own.

The Explanation — a definition: it fixes what “Regulation” means for § 113, so the proviso’s reach is clear.

“Regulation” meansin this section — a Regulation of the Bengal, Bombayor Madras Code a Regulation per the GeneralClauses Act 1897 / State GCA
Explanation · “Regulation”
In this section, “Regulation” means any Regulation of the Bengal, Bombay or Madras Code or Regulation as defined in the General Clauses Act, 1897 (10 of 1897) or in the General Clauses Act of a State.
Defines “Regulation” for the section — the old Presidency Regulations and Regulations under the General Clauses Acts — so the proviso’s “Act, Ordinance or Regulation” is precise.

How the parts work as one body

A door you may open — and one you must

The rule — MAY
Any Court may state a case and refer any question of law for the High Court’s opinion (a discretion).
The carve-in — MUST
On a law’s validity the court thinks bad & undeclared, the proviso makes the reference a duty (shall).
The definition
The Explanation fixes what “Regulation” covers, so that duty’s reach is clear.
Read as one body, § 113 gives a court a discretion to ask the High Court on any question of law — and turns that discretion into a duty on the one thing it may not decide alone: whether a law is valid. The Explanation simply pins down “Regulation” for that duty. A court may open the door of reference at will; on validity, it must.

Connected provisions

Section 113 opens Part VIII — Reference, Review and Revision (§§ 113–115), the correctives beyond appeal. Reference looks up (§ 113); § 114 (review) looks in; § 115 (revision) looks down. Its procedure is Order XLVI, and the validity proviso is the civil-court counterpart of Article 228.

§ 115 →Revision — the High Court corrects a jurisdictional error below.
Order XLVIThe procedure for a reference to the High Court.
Test yourself
1 A trial court has a genuine doubt on a difficult question of law and would like the High Court’s view before deciding. May it refer? — Yes — § 113: any court may state a case and refer a question for the High Court’s opinion.
2 A subordinate court is satisfied a State Act it must apply is unconstitutional, and no HC/SC has yet said so. May it simply refuse to apply it? — No — the proviso: it shall state a case (with its reasons) and refer the validity question to the High Court.
3 Is a reference under § 113 an appeal? — No — the court keeps the case; it only asks the High Court’s opinion on a question. Reference, review and revision sit outside the appeal ladder.
Part VIII · Reference, Review & Revision · Section 113 — Reference to High Court.